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| 31. | Among the operational funds flowing between a controlling shareholder or any other associated party and a listed company, the possession of the listed company's funds shall be strictly restricted. |
| 控股股东及其他关联方与上市公司发生的经营性资金往来中，应当严格限制占用上市公司资金。 |
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| 32. | Analysis of Difficulties in the Process of Carrying out an All-round Stock Right Incentive Mechanism in Listed Companies |
| 上市公司全面推行股权激励机制的难点分析 |
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| 33. | The Government for the Falsification of Accounting Information of Companies Appearing on Market |
| 上市公司会计信息失真的分析与治理 |
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| 34. | In order to further regulate the fund flow between listed companies and their respective controlling shareholders or other associated parties, effectively control the risks of listed companies in providing guaranty to any other party, |
| 为进一步规范上市公司与控股股东及其他关联方的资金往来，有效控制上市公司对外担保风险， |
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| 35. | Withdrawal of state-owned stock helps optimize share- h olding structure of listed company. |
| 国有股退出有利于上市公司股权结构的优化。 |
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| 36. | When controlling shareholders increase or decrease their shareholding or pledge the company's shares, or when the actual control of the company transfers |
| 当上市公司控股股东增持、减持或质押公司股份,或上市公司控制权发生转移时 |
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| 37. | The assets used to offset the debts must fall within the listed company's business category, and be beneficial to increase the listed company's independence and core competitive strength |
| 用于抵偿的资产必须属于上市公司同一业务体系，并有利于增强上市公司独立性和核心竞争力， |
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| 38. | Notice Concerning Some Issues on Regulating the Funds between Listed Companies and Associated Parties and Listed Companies' Provision of Guaranty to Other Parties(No. 56 [2003] Promulgated by CSRS) |
| 关于规范上市公司与关联方资金往来及上市公司对外担保若干问题的通知（证监发[2003]56号） |
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| 39. | The new accounting rule issue move ahead to standardize the financial report and improve the quality of the accounting information for the listed company, help to reflect a actual achievement of the enterprises. |
| 新会计准则的发布，将进一步规范上市公司财务报告，提高上市公司会计信息质量，有利于真实反映企业经营成果。 |
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| 40. | 1. Shares held by each QFII in one listed company should not exceed 10% of total outstanding shares of the company; |
| （一）单个合格投资者对单个上市公司的持股比例，不超过该上市公司股份总数的百分之十； |
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